In December, the Securities and Exchange Commission said that the trading platform Robinhood was not forthright with customers on how it makes money and has fined the platform $65 million.…
Tag: Regulations
Insider Trading Intense with No Regulators in Sight
“There’s no end to the parade of corporate transactions preceded by trading underlying their selective disclosure,” says a recent Bloomberg article, “And there’s no sign regulators see the possibility of…
SEC’s Proposed Reporting Change Draws Scrutiny
The Securities and Exchange Commission has proposed a reduction in the number of firms required to disclose their U.S. equity-related securities by almost 90 percent, a move that “drew criticism…
